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Investor FAQ

1.What stock exchange is UCP, Inc’s common stock traded on and what is its ticker symbol?
2.How do I invest in UCP, Inc.’s common stock?
3.Does UCP, Inc. pay a quarterly dividend on its common stock?
4.Does UCP, Inc. have a Dividend Reinvestment Plan (DRIP)?
5.Who serves as the registrar and transfer agent for UCP, Inc.?
6.What is UCP, Inc.’s fiscal year?
7.How can I obtain copies of financial information for UCP, Inc.?
8.How do I contact UCP, Inc.’s Investor Relations?
9.When did UCP, Inc. first become a public company?
10.Has UCP, Inc. ever had a stock split?
11.Does UCP, Inc. have a formal Code of Business Conduct and Ethics?
12.Does UCP, Inc. have a Corporate Governance hotline available to submit a complaint regarding the company's accounting, internal accounting controls or auditing matters?
1.What stock exchange is UCP, Inc’s common stock traded on and what is its ticker symbol?
 UCP, Inc.’s common stock is currently traded on the NYSE under the ticker symbol “UCP”.

2.How do I invest in UCP, Inc.’s common stock?
 UCP, Inc.’s common stock can be bought or sold through a stockbroker, bank or financial institution that offers brokerage services. UCP, Inc. does not currently have a direct stock purchase plan.

3.Does UCP, Inc. pay a quarterly dividend on its common stock?
 No. UCP, Inc. has not paid a quarterly dividend to date. Future quarterly dividend payments are subject to approval and declaration by the Board of Directors.

4.Does UCP, Inc. have a Dividend Reinvestment Plan (DRIP)?
 UCP, Inc. does not currently offer a dividend reinvestment plan.

5.Who serves as the registrar and transfer agent for UCP, Inc.?
 

Computershare Trust Company The Computershare Trust Company is available to resolve problems related to unpaid dividends, lost, destroyed or stolen certificates, as well as to facilitate name and address changes. The toll-free phone number for Compushare within the US is (800) 736-3001. If calling from all other countries, please dial +1 (781) 575-3100.Regular Mail Communication items should be sent to:

Computershare
250 Royall Street
Canton, MA 02021


6.What is UCP, Inc.’s fiscal year?
 UCP, Inc. uses a fiscal year that aligns with the calendar year, ending on December 31st.

7.How can I obtain copies of financial information for UCP, Inc.?
 Most of the company's reports and financial filings can be retrieved from the News Releases, Financial Reports or SEC Filings sections of this website. They can also be accessed via the Securities & Exchange Commission (SEC) website at www.sec.gov. If you would like information emailed or mailed to you, you can submit your request at the Information Request section of this website.

8.How do I contact UCP, Inc.’s Investor Relations?
 

Investor Relations Phone: (408) 323-1113 ext 476

Investor Relations Email: Investorrelations@unioncommunityllc.com


9.When did UCP, Inc. first become a public company?
 UCP, Inc. began its first full year of operations as a public company in 2013 and began trading on the NYSE on July 18, 2013.

10.Has UCP, Inc. ever had a stock split?
 Since its inception as a public company, UCP, Inc. has not had any stock splits.

11.Does UCP, Inc. have a formal Code of Business Conduct and Ethics?
 UCP, Inc. Code of Business Conduct and Ethics covers a wide range of business practices and procedures. The Code of Business Conduct and Ethics does not cover every issue that may arise, but sets out basic principles to guide all employees and its subsidiaries. All employees must conduct themselves accordingly and seek to avoid even the appearance of improper behavior.

12.Does UCP, Inc. have a Corporate Governance hotline available to submit a complaint regarding the company's accounting, internal accounting controls or auditing matters?
 If you would like to submit a complaint regarding UCP, Inc. accounting, internal accounting controls or auditing matters, please call the company's Corporate Governance Hotline at 800-574-4614 or access the website at ucp.silentwhistle.com. ICR is working with Thomson Reuters on the whistle blower content and phone number. This hotline is available to all of the company's employees and other stakeholders to report questionable accounting or auditing matters. Calls may be made anonymously. The hotline is managed by a third-party and is available 24-hours a day, seven days a week.